Date authorised
1 April 2013
Companies House
SC212640
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Michael Henderson

    IRN CMH01143

    • CF30 Customer (8 Jan 2013 to 9 Sep 2013)
  • Christopher Patrick Duggan

    IRN CPD01049

    • CF30 Customer (8 Jan 2013 to 9 Sep 2013)
  • Christopher Rainbow

    IRN CXR01269

    • CF30 Customer (16 Jan 2012 to 9 Sep 2013)
  • Clare Chapman

    IRN CXC00092

    • SMF12 Chair of the Remuneration Committee (1 Mar 2021 to 23 Feb 2022)
  • Clare Eleanor Thompson

    IRN CET01047

    • SMF7 Group Entity Senior Manager (15 Jun 2020 to 18 Feb 2022)
  • Clare Jane Bousfield

    IRN CJB01252

    • SMF3 Executive Director (9 Dec 2019 to 25 Sep 2023)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 Feb 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 25 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Sep 2023)
    • Responsible for Insurance Mediation (20 Jul 2017 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (20 Jul 2017 to 24 Jul 2017)
    • CF3 Chief Executive (20 Jul 2017 to 8 Dec 2019)
    • CF1 Director (7 Feb 2017 to 8 Dec 2019)
  • Clifford John Price

    IRN CJP00022

    • CF30 Customer (15 Oct 2012 to 9 Sep 2013)
  • Clive Grant Bolton

    IRN CGB01066

    • Responsible for Insurance Distribution (since 29 Feb 2024)
    • SMF1 Chief Executive (since 25 Sep 2023)
    • SMF3 Executive Director (since 25 Sep 2023)
  • Clive Peter Adamson

    IRN CPA01034

    • SMF7 Group Entity Senior Manager (13 Mar 2020 to 18 Feb 2022)
  • Colin Douglas Campbell

    IRN CDC00013

    • CF30 Customer (30 Oct 2012 to 9 Sep 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Columbus One Ltd (no longer appointed)

    FRN 467136 · Appointed 25 Apr 2007 · Until 1 Feb 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.