Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mathieson Financial Services Limited
FRN 570302
- (4)Employed By (since 11 Oct 2023)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 27 Aug 2014)
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- Employed By (5 Sep 2023 to 5 Sep 2023)
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- Employed By (27 Aug 2014 to 12 Oct 2023)
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- CF30 Customer (9 Sep 2013 to 9 Sep 2014)
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- CF30 Customer (8 Jan 2013 to 9 Sep 2013)
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- CF30 Customer (27 May 2011 to 11 Nov 2012)
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- CF30 Customer (28 Jan 2008 to 30 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.