Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 23 Jan 2025)
    • CF1 Director (AR) (since 9 Dec 2024)
    • CF30 Customer (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 13 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 13 Sep 2024)
    • Employed By (since 9 Dec 2024)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 13 Sep 2024)
    • [FCA CF] Client dealing (10 Dec 2019 to 13 Sep 2024)
  • FS247 LIMITED (no longer approved here)

    FRN 481803

    • CF30 Customer (7 Jul 2016 to 16 Sep 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 30 Jun 2016)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (16 Jan 2012 to 9 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 31 Jan 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Mar 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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