Christopher Patrick Duggan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF30 Customer (9 Sep 2013 to 16 Feb 2014)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF30 Customer (8 Jan 2013 to 9 Sep 2013)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (19 Nov 2010 to 10 Oct 2011)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (22 Sep 2009 to 13 Nov 2010)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF21 Investment Adviser (6 Aug 2007 to 31 Oct 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF22 Investment Adviser (Trainee) (11 Nov 2005 to 11 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.