Prudential Distribution Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Barr

  IRN BXB00003

  • CF30 Customer (7 May 2013 to 9 Sep 2013)
• Brian Hugh Green

  IRN BXG00061

  • CF21 Investment Adviser (14 Jan 2005 to 10 Oct 2007)
  • CF22 Investment Adviser (Trainee) (27 Sep 2004 to 14 Jan 2005)
• Brian James Sykes

  IRN BJS00037

  • CF30 Customer (8 May 2012 to 26 Feb 2013)
• Brian Robert Muirhead

  IRN BRM00004

  • CF30 Customer (5 Mar 2012 to 9 Sep 2013)
• Brook Shiferaw Bekele

  IRN BSB00009

  • CF30 Customer (3 Sep 2012 to 9 Sep 2013)
• Carl Lawson Broad

  IRN CLB01088

  • CF30 Customer (31 Oct 2012 to 9 Sep 2013)
• Carl Tuttiett

  IRN CNT01016

  • CF30 Customer (30 Dec 2012 to 26 Apr 2013)
• Carol Ann Richmond

  IRN CAR01046

  • CF16 Significant Mgt (Desgntd Investment Business) (16 Aug 2002 to 31 Jan 2003)
  • CF14 Risk Assessment (1 Dec 2001 to 28 Jun 2002)
• Catherine Ellen Lewis

  IRN CEW01064

  • CF1 Director (21 Dec 2009 to 31 May 2016)
• Catherine Marie Fleuty

  IRN CMF01094

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2020)
  • CF11 Money Laundering Reporting (18 Sep 2018 to 8 Dec 2019)

• Columbus One Ltd (no longer appointed)

  FRN 467136 · Appointed 25 Apr 2007 · Until 1 Feb 2008

No changes recorded yet.