Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (28 Feb 2011 to 12 Sep 2014)
-
- CF30 Customer (7 Mar 2008 to 11 Feb 2011)
-
- CF21 Investment Adviser (14 Jan 2005 to 10 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Sep 2004 to 14 Jan 2005)
-
- CF21 Investment Adviser (24 May 2004 to 31 Dec 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2002)
-
- CF21 Investment Adviser (24 May 2004 to 31 Dec 2005)
- CF22 Investment Adviser (Trainee) (3 Jun 2003 to 24 May 2004)
-
- CF21 Investment Adviser (24 May 2004 to 31 Dec 2005)
- CF22 Investment Adviser (Trainee) (3 Jun 2003 to 24 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.