Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 Feb 2011 to 12 Sep 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (7 Mar 2008 to 11 Feb 2011)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF21 Investment Adviser (14 Jan 2005 to 10 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Sep 2004 to 14 Jan 2005)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF21 Investment Adviser (24 May 2004 to 31 Dec 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2002)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • CF21 Investment Adviser (24 May 2004 to 31 Dec 2005)
    • CF22 Investment Adviser (Trainee) (3 Jun 2003 to 24 May 2004)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF21 Investment Adviser (24 May 2004 to 31 Dec 2005)
    • CF22 Investment Adviser (Trainee) (3 Jun 2003 to 24 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.