Catherine Marie Fleuty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alter Domus Depositary Services (UK) Limited

    FRN 605561

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jun 2025)
    • SMF16 Compliance Oversight (since 26 Jun 2025)
  • Alter Domus Fund Services (UK) Limited

    FRN 629864

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jun 2025)
    • SMF16 Compliance Oversight (since 26 Jun 2025)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2020)
    • CF11 Money Laundering Reporting (9 Jan 2017 to 8 Dec 2019)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2020)
    • CF11 Money Laundering Reporting (18 Sep 2018 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2020)
    • CF11 Money Laundering Reporting (9 Jan 2017 to 8 Dec 2019)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2020)
    • CF11 Money Laundering Reporting (9 Jan 2017 to 8 Dec 2019)
  • M & G Financial Services Limited (no longer approved here)

    FRN 122058

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2020)
    • CF11 Money Laundering Reporting (9 Jan 2017 to 8 Dec 2019)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2020)
    • CF11 Money Laundering Reporting (18 Sep 2018 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2020)
    • CF11 Money Laundering Reporting (18 Sep 2018 to 8 Dec 2019)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 30 Sep 2020)
    • CF11 Money Laundering Reporting (18 Sep 2018 to 9 Dec 2018)
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