Carl Tuttiett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF1 Director (AR) (since 1 Nov 2022)
    • CF30 Customer (since 24 Jan 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Brunel Wealth Limited

    FRN 918260

    • Employed By (since 24 Jan 2020)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (4 Aug 2016 to 14 Nov 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (31 Jul 2014 to 14 Nov 2019)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (30 Dec 2012 to 26 Apr 2013)
  • Lampiers Financial Planning Limited (no longer approved here)

    FRN 134985

    • (9)Employed By (8 Dec 2004 to 14 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.