Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (9 Sep 2021 to 1 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (3 Jun 2021 to 1 Sep 2022)
  • Financial Foresight (NI) Limited (no longer approved here)

    FRN 434724

    • [FCA CF] Functions requiring qualifications (9 Feb 2021 to 10 Mar 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (24 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (24 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (7 May 2013 to 9 Sep 2013)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.