Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (9 Sep 2021 to 1 Sep 2022)
- Appointed representative dealing with clients for which they require qualification (3 Jun 2021 to 1 Sep 2022)
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- [FCA CF] Functions requiring qualifications (9 Feb 2021 to 10 Mar 2021)
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- [FCA CF] Functions requiring qualifications (24 Jul 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (24 Jul 2020 to 14 Feb 2021)
- CF30 Customer (9 Sep 2013 to 8 Dec 2019)
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- CF30 Customer (7 May 2013 to 9 Sep 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.