Financial Foresight (NI) Limited

• Principal Place of Business

  PO Box 2

  DOWNPATRICK

  Down

  BT30 9JY

  UNITED KINGDOM

  Phone

  +4402844617575

  Web

  https://www.financialforesight.co.uk

• Complaints Contact

  PO Box 2

  DOWNPATRICK

  Down

  BT30 9JY

  UNITED KINGDOM

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with Buy-to-Let and/or commercial mortgages.
  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Barr

  IRN BXB00003

  • [FCA CF] Functions requiring qualifications (9 Feb 2021 to 10 Mar 2021)
• Brian Wilson Caruth

  IRN BWC00001

  • CF8 Apportionment and Oversight (10 Oct 2005 to 31 Mar 2009)
  • CF1 Director (10 Oct 2005 to 1 Apr 2010)
  • Responsible for Insurance Mediation (10 Oct 2005 to 1 Apr 2010)
• Caroline Mary Smyth

  IRN CMS01236

  • [FCA CF] Significant management (since 31 Mar 2021)
• Ciaran Sean O'Kane

  IRN CSO00001

  • CF30 Customer (18 Feb 2013 to 20 Jun 2014)
• Desmond Francis Conroy

  IRN DFC01041

  • CF4 Partner (AR) (7 Jan 2014 to 25 May 2018)
  • CF30 Customer (1 Nov 2007 to 25 May 2018)
  • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
• Frederick McConnell

  IRN FXM00017

  • CF21 Investment Adviser (10 Oct 2005 to 24 Dec 2006)
• Ian Samuel Pyper

  IRN ISP00002

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 27 Nov 2025)
  • CF4 Partner (AR) (30 Nov 2005 to 27 Nov 2025)
  • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
• Jaimie Hargan

  IRN JXH00630

  • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 27 Nov 2025)
• James Matthew Smyth

  IRN JMS00011

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Mediation (11 Mar 2010 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 21 Dec 2009)
  • CF8 Apportionment and Oversight (30 Nov 2005 to 31 Mar 2009)
  • CF4 Partner (AR) (30 Nov 2005 to 22 Jan 2010)
  • CF11 Money Laundering Reporting (10 Oct 2005 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (10 Oct 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (10 Oct 2005 to 31 Oct 2007)
  • CF10 Compliance Oversight (10 Oct 2005 to 8 Dec 2019)
  • CF1 Director (10 Oct 2005 to 8 Dec 2019)
• John Robert Sydney Greer

  IRN JRG00044

  • CF30 Customer (1 Nov 2007 to 2 Jul 2018)
  • CF21 Investment Adviser (29 Dec 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2005 to 29 Dec 2006)

• Clarke Financial Planning Ltd (no longer appointed)

  FRN 607005 · Appointed 9 Sep 2013 · Until 31 Mar 2018

• JRG Financial Planning (no longer appointed)

  FRN 516692 · Appointed 25 Jan 2010 · Until 13 Jul 2018

• Pyper Financial Planning (no longer appointed)

  FRN 511801 · Appointed 4 Nov 2009 · Until 31 Jan 2026

• Roy Sloan Financial Planning (no longer appointed)

  FRN 484307 · Appointed 6 Jun 2008 · Until 31 Aug 2013

• Payne Financial Planning (no longer appointed)

  FRN 465997 · Appointed 29 Mar 2007 · Until 28 May 2018

• JMS Financial Planning (no longer appointed)

  FRN 440987 · Appointed 25 Oct 2005 · Until 22 Jan 2010

No changes recorded yet.