John Robert Sydney Greer

• JRG FINANCIAL PLANNING LTD

  FRN 806424

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 2 Jul 2018)
  • CF1 Director (2 Jul 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jul 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jul 2018 to 8 Dec 2019)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jul 2018 to 30 Sep 2018)
• Financial Foresight (NI) Limited (no longer approved here)

  FRN 434724

  • CF30 Customer (1 Nov 2007 to 2 Jul 2018)
  • CF21 Investment Adviser (29 Dec 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2005 to 29 Dec 2006)

No changes recorded yet.