Desmond Francis Conroy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Conroy Financial Planning LLP

    FRN 800932

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 24 May 2018)
    • Responsible for Insurance Mediation (24 May 2018 to 30 Sep 2018)
    • CF4 Partner (24 May 2018 to 8 Dec 2019)
    • CF30 Customer (24 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 May 2018 to 8 Dec 2019)
  • Financial Foresight (NI) Limited (no longer approved here)

    FRN 434724

    • CF4 Partner (AR) (7 Jan 2014 to 25 May 2018)
    • CF30 Customer (1 Nov 2007 to 25 May 2018)
    • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.