Prudential Distribution Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Fenchurch AvenueLondonEC3M 5AGUNITED KINGDOM- Phone
- +440800000000
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Complaints Contact
5 Central WayKildean Business ParkStirlingFK8 1FTUNITED KINGDOM- Phone
- +4403456710110
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael John Moores
IRN MJM01261
- CF1 Director (1 Dec 2001 to 2 Sep 2002)
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Michael John O'Neill
IRN MJO01146
- CF30 Customer (5 Mar 2012 to 9 Sep 2013)
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Michael John Royle
IRN MJR00089
- CF30 Customer (8 May 2012 to 9 Sep 2013)
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Michael John Smith
IRN MJS00173
- CF30 Customer (17 Jan 2013 to 9 Sep 2013)
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Michael Johnes
IRN MXJ00021
- CF30 Customer (28 Nov 2011 to 7 May 2012)
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Michael Jonathan Evans
IRN MJE01051
- SMF7 Group Entity Senior Manager (9 Mar 2020 to 1 Apr 2021)
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Michael Joseph Flynn
IRN MXF01202
- CF11 Money Laundering Reporting (7 Jul 2006 to 1 May 2007)
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Michael Leslie Atkinson
IRN MLA01038
- CF30 Customer (27 Feb 2012 to 9 Sep 2013)
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Michael Sean Peter Colwell
IRN MSC00026
- CF30 Customer (16 Jan 2012 to 9 Sep 2013)
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Neil Anthony Berkett
IRN NAB01085
- CF20 Significant Mgt (Settlements) (19 Jun 2002 to 20 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.