Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF1 Director (26 Apr 2005 to 12 Aug 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Jan 2005 to 12 Aug 2005)
    • CF17 Significant Mgt (Other Business Operations) (17 Jan 2005 to 12 Aug 2005)
    • CF8 Apportionment and Oversight (20 Jun 2003 to 12 Aug 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF17 Significant Mgt (Other Business Operations) (20 Jun 2003 to 12 Aug 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Jun 2003 to 12 Aug 2005)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF20 Significant Mgt (Settlements) (19 Jun 2002 to 20 Jun 2003)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • CF20 Significant Mgt (Settlements) (19 Jun 2002 to 20 Jun 2003)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF1 Director (19 Jun 2002 to 20 Jun 2003)
    • CF20 Significant Mgt (Settlements) (19 Jun 2002 to 20 Jun 2003)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF20 Significant Mgt (Settlements) (19 Jun 2002 to 20 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.