Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • CF30 Customer (since 3 Feb 2021)
    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (27 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
    • (1)Employed By (since 3 Feb 2021)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (5 Mar 2012 to 9 Sep 2013)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (14 Oct 2011 to 17 Feb 2012)
  • Bury Financial Advisers Limited (no longer approved here)

    FRN 499928

    • Employed By (14 Oct 2011 to 17 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.