Michael John Smith

• M&G ADVICE PARTNERS LIMITED

  FRN 584256

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
  • CF30 Customer (since 3 Jul 2020)
  • [FCA CF] Client dealing (13 Aug 2020 to 14 Feb 2021)
  • [FCA CF] Functions requiring qualifications (13 Aug 2020 to 14 Feb 2021)
  • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
• Michael John Smith

  FRN 926887

  • (1)Employed By (since 3 Jul 2020)
• Prudential Distribution Limited (no longer approved here)

  FRN 194709

  • CF30 Customer (17 Jan 2013 to 9 Sep 2013)
• Elevate Portfolio Services Limited (no longer approved here)

  FRN 144849

  • CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2005)
• Birmingham Midshires Financial Services Limited (no longer approved here)

  FRN 169484

  • Employed By (1 Dec 2001 to 9 Sep 2005)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2005)

No changes recorded yet.