Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2024)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • [FCA CF] Functions requiring qualifications (11 Oct 2022 to 27 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (11 Oct 2022 to 27 Sep 2024)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (28 Nov 2011 to 7 May 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (10 Nov 2005 to 7 May 2007)
    • CF22 Investment Adviser (Trainee) (9 May 2005 to 10 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.