Prudential Distribution Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Davies

  IRN NXD01121

  • CF30 Customer (8 Jan 2013 to 9 Sep 2013)
• Neil Ivor John Hiscock

  IRN NIH00001

  • CF30 Customer (6 Mar 2013 to 9 Sep 2013)
• Nicholas Andrew Courtenay-Smith

  IRN NAS01041

  • CF19 Significant Mgt (Financial Resources) (6 Jan 2004 to 16 Jan 2004)
  • CF16 Significant Mgt (Desgntd Investment Business) (23 May 2002 to 16 Jan 2004)
• Nicholas Edward Tucker Prettejohn

  IRN NEP01010

  • CF8 Apportionment and Oversight (9 Jan 2006 to 31 Mar 2009)
  • CF3 Chief Executive (9 Jan 2006 to 30 Sep 2009)
• Nicholas Michael Ellaby

  IRN NME01011

  • CF30 Customer (16 Jan 2012 to 9 Sep 2013)
• Nicholas Oliver Holder

  IRN NOH01000

  • CF15 Internal Audit (22 Oct 2002 to 16 Jul 2004)
• Nick Johnson

  IRN NXJ00178

  • [FCA CF] Significant management (8 May 2024 to 12 Nov 2024)
• Nicola Jane Littlefair

  IRN NJL01092

  • CF30 Customer (25 Feb 2010 to 16 Jun 2010)
• Nicolas John Hayter

  IRN NJH01147

  • CF1 Director (31 Aug 2004 to 17 Dec 2004)
• Nigel James Purkiss

  IRN NJP00024

  • CF30 Customer (9 Jul 2013 to 9 Sep 2013)

• Columbus One Ltd (no longer appointed)

  FRN 467136 · Appointed 25 Apr 2007 · Until 1 Feb 2008

No changes recorded yet.