Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (4 Oct 2024 to 3 Mar 2025)
- [FCA CF] Client dealing (4 Oct 2024 to 3 Mar 2025)
-
- [FCA CF] Functions requiring qualifications (12 Jun 2023 to 31 Aug 2024)
- [FCA CF] Client dealing (12 Jun 2023 to 31 Aug 2024)
-
- [FCA CF] Client dealing (20 Jun 2022 to 7 Sep 2022)
- [FCA CF] Functions requiring qualifications (20 Jun 2022 to 7 Sep 2022)
-
- (29)Employed By (24 May 2021 to 1 Jul 2021)
-
- CF30 Customer (24 May 2021 to 1 Jul 2021)
-
- [FCA CF] Functions requiring qualifications (13 Aug 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (13 Aug 2020 to 14 Feb 2021)
- CF30 Customer (9 Sep 2013 to 8 Dec 2019)
-
- CF30 Customer (6 Mar 2013 to 9 Sep 2013)
-
- CF30 Customer (17 Feb 2012 to 14 Dec 2012)
-
- CF30 Customer (1 Nov 2007 to 29 Jan 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.