Date authorised
13 October 2014
Companies House
08722345
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite A
    5a Widcombe Street
    Poundbury
    Dorchester
    Dorset
    DT1 3BS
    UNITED KINGDOM
    Phone
    +441305753634
  • Complaints Contact

    Suite A
    5a Widcombe Street
    Poundbury
    Dorchester
    Dorset
    DT1 3BS
    UNITED KINGDOM
    Phone
    +441305753634

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

    Show 1 limitation
    • · This Permission is limited to the provision of credit information services without credit repair (as defined by s89a(3)(c)&(D) Regulated Activities Order

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Guy Hamilton

    IRN AXH00490

    • [FCA CF] Client dealing (1 Sep 2020 to 27 Sep 2022)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 27 Sep 2022)
  • Charlene Lee Huxford

    IRN CXH00248

    • [FCA CF] Functions requiring qualifications (8 Mar 2021 to 1 Oct 2021)
    • [FCA CF] Client dealing (8 Mar 2021 to 1 Oct 2021)
  • Christopher James Moyse

    IRN CJM01236

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Jul 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Jul 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Jul 2015 to 8 Dec 2019)
  • Ewan Joshua Board

    IRN EXB00305

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
  • Harry Joe Bown

    IRN HXB00378

    • [FCA CF] Functions requiring qualifications (14 Jan 2025 to 28 Aug 2025)
  • James Douglas

    IRN JXD00104

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Jun 2025)
    • [FCA CF] Functions requiring qualifications (27 Sep 2021 to 31 Jan 2025)
  • Jason Bernard Matthews

    IRN JBM00021

    • SMF3 Executive Director (9 Dec 2019 to 5 Nov 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Nov 2021)
    • Responsibility for MCD Intermediation (23 Mar 2016 to 5 Nov 2021)
    • CF1 Director (13 Oct 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Oct 2014 to 30 Sep 2018)
  • Joseph Edward Morrison-Cone

    IRN JXM04110

    • [FCA CF] Functions requiring qualifications (9 Sep 2024 to 28 Aug 2025)
    • [FCA CF] Client dealing (9 Sep 2024 to 28 Aug 2025)
  • Neil Ivor John Hiscock

    IRN NIH00001

    • [FCA CF] Functions requiring qualifications (20 Jun 2022 to 7 Sep 2022)
    • [FCA CF] Client dealing (20 Jun 2022 to 7 Sep 2022)
  • Oliver Geoffrey John Wickham

    IRN OXW00019

    • [FCA CF] Client dealing (12 Mar 2021 to 2 Feb 2024)
    • [FCA CF] Functions requiring qualifications (12 Mar 2021 to 2 Feb 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.