Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TSB Bank plc

    FRN 191240

    • SMF9 Chair of the Governing Body (since 29 Nov 2021)
    • SMF11 Chair of the Audit Committee (16 Oct 2023 to 18 Apr 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2021 to 1 Oct 2021)
    • SMF10 Chair of the Risk Committee (21 May 2020 to 1 Jan 2021)
    • CF2 Non Executive Director (23 Jun 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2021 to 1 Oct 2021)
    • SMF10 Chair of the Risk Committee (21 May 2020 to 1 Jan 2021)
    • CF2 Non Executive Director (23 Jun 2014 to 6 Mar 2016)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • SMF9 Chair of the Governing Body (6 Feb 2020 to 30 Sep 2021)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 30 Sep 2021)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 14 Sep 2016)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (23 Jun 2014 to 6 Mar 2016)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 30 Sep 2021)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 14 Sep 2016)
    • CF2 Non Executive Director (23 Jun 2014 to 6 Mar 2016)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 30 Sep 2021)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 14 Sep 2016)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (23 Jun 2014 to 6 Mar 2016)
  • Brit Syndicates Limited (no longer approved here)

    FRN 204930

    • CF2 Non Executive Director (23 Jun 2011 to 26 Jun 2013)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF2 Non Executive Director (27 Oct 2010 to 6 Jun 2013)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF8 Apportionment and Oversight (9 Jan 2006 to 30 Sep 2009)
    • CF3 Chief Executive (9 Jan 2006 to 30 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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