Prudential Distribution Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jason Bepey

  IRN JXB02193

  • CF30 Customer (3 Sep 2012 to 9 Sep 2013)
• Jason Paul Holt

  IRN JPH01199

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Nov 2024)
• Jay Ellerton

  IRN JXE00033

  • CF30 Customer (28 Nov 2011 to 9 Sep 2013)
• Jennifer Sirelle Board

  IRN JSB01166

  • CF1 Director (21 Nov 2006 to 30 Nov 2009)
  • CF17 Significant Mgt (Other Business Operations) (19 Jul 2006 to 17 Nov 2006)
• Jeremy James Christopher Blok

  IRN JJB01169

  • CF30 Customer (16 Jan 2012 to 9 Sep 2013)
• Jeremy Spencer Deeks

  IRN JXD01988

  • CF28 Systems and controls (21 Oct 2016 to 31 Oct 2017)
• Jessica Anne Shukie

  IRN JAS01473

  • CF30 Customer (17 May 2011 to 9 Sep 2013)
• Jillian Rona Lobban

  IRN JRL01149

  • CF29 Significant management (6 Mar 2017 to 1 Mar 2019)
  • CF28 Systems and controls (30 Sep 2014 to 1 Jan 2017)
• John Alexander Worth

  IRN JAW01186

  • CF19 Significant Mgt (Financial Resources) (8 Jan 2004 to 19 Oct 2005)
  • CF14 Risk Assessment (15 Jul 2002 to 8 Jan 2004)
  • CF10 Compliance Oversight (26 Apr 2002 to 8 Jan 2004)
• John Banez

  IRN JXB02217

  • CF19 Significant Mgt (Financial Resources) (10 Nov 2005 to 28 Jul 2006)

• Columbus One Ltd (no longer appointed)

  FRN 467136 · Appointed 25 Apr 2007 · Until 1 Feb 2008

No changes recorded yet.