Jay Ellerton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TAVISTOCK PARTNERS (UK) LTD (no longer approved here)
FRN 230342
- CF30 Customer (28 Nov 2018 to 31 May 2019)
SPECTRUM FINANCIAL SOLUTIONS LIMITED (no longer approved here)
FRN 716700
- (1)CF30 Customer (1 Feb 2016 to 29 Oct 2018)
M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF30 Customer (9 Sep 2013 to 13 Apr 2014)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF30 Customer (28 Nov 2011 to 9 Sep 2013)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (26 Apr 2010 to 28 Nov 2011)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (308)Employed By (26 Apr 2010 to 28 Nov 2011)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (1)CF30 Customer at SPECTRUM FINANCIAL SOLUTIONS LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.