Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2022)
    • [FCA CF] Client dealing (since 2 Feb 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (12 May 2021 to 31 Jan 2022)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (12 May 2021 to 31 Jan 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 8 Jan 2018)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (17 May 2011 to 9 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.