Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jul 2019 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 2 Jul 2019)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (16 Jan 2012 to 9 Sep 2013)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (12 Oct 2011 to 28 Oct 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (28 Mar 2010 to 19 Nov 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (26 Mar 2008 to 29 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.