Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (9 Sep 2013 to 2 Jul 2019)
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- CF30 Customer (16 Jan 2012 to 9 Sep 2013)
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- CF30 Customer (12 Oct 2011 to 28 Oct 2011)
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- CF30 Customer (28 Mar 2010 to 19 Nov 2010)
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- CF30 Customer (26 Mar 2008 to 29 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.