Prudential Distribution Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Murray

  IRN JXM01758

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Feb 2002)
• James Neville Tait

  IRN JNT00004

  • CF30 Customer (18 Jun 2012 to 9 Sep 2013)
• James Peter Galea

  IRN JPG01140

  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)
• James Robert Neville Bolton

  IRN JRB00084

  • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
  • CF21 Investment Adviser (6 Jan 2005 to 31 Oct 2007)
• James White Jack

  IRN JWJ01007

  • CF1 Director (29 Jul 2003 to 31 Jul 2004)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Jun 2003)
• Jamie Lee Case

  IRN JLC01121

  • CF30 Customer (9 Jul 2013 to 9 Sep 2013)
• Jane Eleanor Johnson

  IRN JEF01059

  • CF22 Investment Adviser (Trainee) (24 Feb 2006 to 8 Jan 2007)
• Jane Smethurst

  IRN JAL00062

  • CF30 Customer (8 Jan 2013 to 9 Sep 2013)
• Janet Elizabeth McNish

  IRN JEM01171

  • CF19 Significant Mgt (Financial Resources) (6 Jan 2004 to 7 Oct 2005)
  • CF18 Significant Mgt (Insurance Underwriting) (6 Jan 2004 to 4 Sep 2005)
  • CF16 Significant Mgt (Desgntd Investment Business) (6 Jan 2004 to 4 Sep 2005)
  • CF20 Significant Mgt (Settlements) (10 Jul 2003 to 4 Sep 2005)
• Janet Irene Carey

  IRN JIC01016

  • CF10 Compliance Oversight (29 Jan 2015 to 30 Sep 2018)

• Columbus One Ltd (no longer appointed)

  FRN 467136 · Appointed 25 Apr 2007 · Until 1 Feb 2008

No changes recorded yet.