Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • CF30 Customer (since 3 Feb 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (14 Jan 2015 to 8 Dec 2019)
    • (1)Employed By (since 3 Feb 2021)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF22 Investment Adviser (Trainee) (24 Feb 2006 to 8 Jan 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (5 Mar 2004 to 29 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.