James Murray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Prudential Pensions Limited (no longer approved here)
FRN 110434
- [FCA CF] Material risk taker (7 May 2020 to 31 Dec 2023)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Feb 2002)
The Prudential Assurance Company Limited (no longer approved here)
FRN 139793
- [FCA CF] Material risk taker (7 May 2020 to 31 Dec 2023)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Feb 2002)
Prudential Lifetime Mortgages Limited (no longer approved here)
FRN 119350
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Feb 2002)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.