James Peter Galea

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G Wealth Investments LLP (no longer approved here)
FRN 229445
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Apr 2022 to 28 Oct 2022)
Prudential Pensions Limited (no longer approved here)
FRN 110434
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)
Investment Funds Direct Limited (no longer approved here)
FRN 114432
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)
Prudential Lifetime Mortgages Limited (no longer approved here)
FRN 119350
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)
M&G Alternatives Investment Management Limited (no longer approved here)
FRN 122011
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)
M & G Securities Limited (no longer approved here)
FRN 122057
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)
M & G Financial Services Limited (no longer approved here)
FRN 122058
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)
The Prudential Assurance Company Limited (no longer approved here)
FRN 139793
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)
Prudential International Assurance Plc (no longer approved here)
FRN 170672
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.