PROSPERITY IFA LIMITED

• Principal Place of Business

  Tubwell Farm

  Tubwell Lane

  Crowborough

  East Sussex

  TN6 3RQ

  UNITED KINGDOM

  Phone

  +441892300303

  Web

  https://www.prosperityifa.com

• Complaints Contact

  Tubwell Farm

  Tubwell Lane

  Crowborough

  East Sussex

  TN6 3RQ

  UNITED KINGDOM

  Phone

  +441892300303

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Subject to this activity being limited to a non-mainstream regulated activity
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew David Brady

  IRN ADB01170

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Nov 2019)
  • Responsible for Insurance Mediation (13 Apr 2017 to 30 Sep 2018)
  • Responsibility for MCD Intermediation (13 Apr 2017 to 30 Nov 2019)
  • CF10 Compliance Oversight (13 Apr 2017 to 30 Nov 2019)
  • CF1 Director (13 Apr 2017 to 30 Nov 2019)
  • CF30 Customer (13 Apr 2017 to 8 Dec 2019)
• Anthony Paul Springer

  IRN APS01198

  • CF30 Customer (13 Apr 2017 to 6 Feb 2018)
• Ashley Charles Townsend

  IRN ACT01090

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 21 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 21 Nov 2020)
• Christopher Michael Redfearn

  IRN CMR00033

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2021)
  • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
• Donna-Gail Campbell Linsdell

  IRN DXL00138

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2022)
• Elaine May Child

  IRN EXC00095

  • [FCA CF] Functions requiring qualifications (5 Oct 2020 to 20 May 2022)
  • [FCA CF] Client dealing (5 Oct 2020 to 20 May 2022)
• Elian Lawrence

  IRN EJC01062

  • CF30 Customer (13 Apr 2017 to 8 Feb 2018)
• Harraj Rekhi

  IRN HSR00006

  • CF30 Customer (13 May 2017 to 29 Nov 2017)
• Hugh Rankin Kennedy

  IRN HRK01011

  • [FCA CF] Functions requiring qualifications (20 Mar 2023 to 21 Jul 2023)
• James Patrick Medrow

  IRN JPM01265

  • CF30 Customer (7 Sep 2017 to 31 Mar 2018)

• Look 4 Cover Ltd (no longer appointed)

  FRN 567181 · Appointed 29 Mar 2020 · Until 6 Jan 2021

• Enter Financial Limited (no longer appointed)

  FRN 665623 · Appointed 22 May 2017 · Until 10 Jul 2018

• Totus Wealth Management Ltd (no longer appointed)

  FRN 778768 · Appointed 10 May 2017 · Until 13 Dec 2017

No changes recorded yet.