Anthony Paul Springer

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equity And General Financial Services Limited

    FRN 474163

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • Appointed representative dealing with clients for which they require qualification (30 Jun 2021 to 19 Jun 2025)
  • Totus Independent Financial Advisers Ltd (no longer approved here)

    FRN 777659

    • Employed By (28 Jun 2021 to 20 Dec 2021)
  • PROSPERITY IFA LIMITED (no longer approved here)

    FRN 772483

    • CF30 Customer (13 Apr 2017 to 6 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

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