Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lighthouse Advisory Services Limited
FRN 195199
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 22 Sep 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (26 Apr 2018 to 16 Mar 2021)
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Lighthouse Financial Advice Limited
FRN 225502
- (53)Employed By (since 22 Sep 2021)
- (599)Employed By (26 Apr 2018 to 16 Mar 2021)
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- CF30 Customer (7 Sep 2017 to 31 Mar 2018)
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- CF22 Investment Adviser (Trainee) (15 Nov 2005 to 1 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.