Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 22 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (26 Apr 2018 to 16 Mar 2021)
    • (53)Employed By (since 22 Sep 2021)
    • (599)Employed By (26 Apr 2018 to 16 Mar 2021)
  • PROSPERITY IFA LIMITED (no longer approved here)

    FRN 772483

    • CF30 Customer (7 Sep 2017 to 31 Mar 2018)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF22 Investment Adviser (Trainee) (15 Nov 2005 to 1 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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