Christopher Michael Redfearn

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Martlets IFA Ltd

    FRN 945723

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
    • Responsibility for MCD Intermediation (since 1 Oct 2021)
    • Responsible for Insurance Distribution (since 1 Oct 2021)
    • SMF16 Compliance Oversight (since 1 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2021)
    • SMF3 Executive Director (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 1 Oct 2021)
  • PROSPERITY IFA LIMITED (no longer approved here)

    FRN 772483

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2021)
    • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
  • Alexander James Financial Planning Limited (no longer approved here)

    FRN 605325

    • CF30 Customer (21 Aug 2014 to 9 Jul 2019)
  • Christopher Michael Redfearn (no longer approved here)

    FRN 522335

    • Employed By (17 Apr 2010 to 3 Oct 2014)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (15 Jun 2009 to 3 Oct 2014)
  • Jefferies & Lawrence Ltd (no longer approved here)

    FRN 493716

    • (1)Employed By (15 Jun 2009 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (23 Dec 2002 to 1 Oct 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Employed By at Jefferies & Lawrence Ltd