Andrew David Brady

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ABFP Limited

    FRN 1008785

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 10 Oct 2024)
    • Responsibility for MCD Intermediation (since 10 Oct 2024)
    • Responsible for Insurance Distribution (since 10 Oct 2024)
    • SMF16 Compliance Oversight (since 10 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Oct 2024)
    • SMF3 Executive Director (since 10 Oct 2024)
    • [FCA CF] Client dealing (since 10 Oct 2024)
  • PROSPERITY IFA LIMITED (no longer approved here)

    FRN 772483

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Nov 2019)
    • Responsibility for MCD Intermediation (13 Apr 2017 to 30 Nov 2019)
    • CF30 Customer (13 Apr 2017 to 8 Dec 2019)
    • CF1 Director (13 Apr 2017 to 30 Nov 2019)
    • CF10 Compliance Oversight (13 Apr 2017 to 30 Nov 2019)
    • Responsible for Insurance Mediation (13 Apr 2017 to 30 Sep 2018)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 28 Aug 2012)
    • CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Sep 2006 to 30 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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