Harraj Rekhi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hexagon Wealth Limited

    FRN 483403

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Mar 2025)
    • [FCA CF] Client dealing (since 4 Mar 2025)
  • Equity And General Financial Services Limited (no longer approved here)

    FRN 474163

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2025)
    • CF30 Customer (8 Nov 2016 to 21 Feb 2025)
  • Totus Independent Financial Advisers Ltd (no longer approved here)

    FRN 777659

    • Employed By (9 Oct 2017 to 21 Feb 2025)
  • PROSPERITY IFA LIMITED (no longer approved here)

    FRN 772483

    • CF30 Customer (13 May 2017 to 29 Nov 2017)
  • Totus Wealth Management Ltd (no longer approved here)

    FRN 778768

    • Employed By (13 May 2017 to 21 Feb 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (16 Oct 2013 to 2 Oct 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Apr 2005 to 12 May 2006)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2005)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.