Pi Financial Ltd

Date authorised
1 April 2013
Companies House
03556277
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Morfe House
    Belle Vue Road
    Shrewsbury
    SY3 7LU
    UNITED KINGDOM
    Phone
    +441743282222
    Web
    http://pifinancial.co.uk

  • Complaints Contact

    Morfe House
    Belle Vue Road
    Shrewsbury
    SY3 7LU
    UNITED KINGDOM
    Phone
    +441743282222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Financial Mis-Selling Claims

  • Personal Injury Claims

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Reeta Bhakri

    IRN RXB00839

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2023)
    • [FCA CF] Client dealing (since 8 Sep 2023)
  • Reshma Shaji

    IRN RXS03416

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 27 Jun 2018)
  • Richard Alexander Smith

    IRN RAS01198

    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • CF21 Investment Adviser (19 May 2004 to 11 Jul 2006)
    • CF22 Investment Adviser (Trainee) (6 Jun 2002 to 19 May 2004)
  • Richard Charles Price

    IRN RCP00009

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Mar 2011)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
  • Richard Donald Wernham

    IRN DXW00142

    • CF30 Customer (2 Jan 2008 to 1 Nov 2009)
  • Richard Edward William Fawdrey

    IRN REF01041

    • CF30 Customer (1 Jan 2013 to 30 Apr 2013)
  • Richard George Carew

    IRN RGC00039

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 May 2021)
    • [FCA CF] Functions requiring qualifications (since 1 May 2021)
  • Richard Ian Lockley

    IRN RIL00007

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Oct 2022)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (31 Oct 2013 to 8 Dec 2019)
  • Richard Murray

    IRN RXM00072

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Oct 2023)
    • CF30 Customer (17 Nov 2017 to 12 Oct 2023)
    • CF1 Director (AR) (6 Jul 2016 to 12 Oct 2023)
    • CF4 Partner (AR) (14 Nov 2014 to 27 Apr 2021)
  • Richard Wyn Owen

    IRN RWO00006

    • CF30 Customer (9 Sep 2015 to 22 Oct 2019)
    • CF1 Director (AR) (9 Sep 2015 to 22 Oct 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.