Richard Wyn Owen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Anculo Ltd

    FRN 831581

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 8 Jul 2019)
    • Responsibility for MCD Intermediation (2 Feb 2021 to 5 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 19 Aug 2025)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 19 Aug 2025)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 19 Aug 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Aug 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Aug 2025)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 19 Aug 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 19 Aug 2025)
    • [PRA CF] Key function holder (9 Dec 2019 to 19 Aug 2025)
    • CF30 Customer (8 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jul 2019 to 8 Dec 2019)
    • CF1 Director (8 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jul 2019 to 8 Dec 2019)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (9 Sep 2015 to 22 Oct 2019)
    • CF1 Director (AR) (9 Sep 2015 to 22 Oct 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (3 Mar 2014 to 22 May 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (16 Feb 2009 to 31 Dec 2009)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2004)
  • Mere Park Associates (no longer approved here)

    FRN 195796

    • (2)Employed By (1 Dec 2001 to 29 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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