Richard Murray

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Dec 2025)
    • CF30 Customer (since 14 Nov 2025)
    • CF1 Director (AR) (14 Nov 2025 to 13 Apr 2026)
  • Calton Wealth Management Ltd (no longer approved here)

    FRN 958604

    • [FCA CF] Functions requiring qualifications (29 Jun 2023 to 16 Dec 2025)
    • [FCA CF] Client dealing (29 Jun 2023 to 16 Dec 2025)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Oct 2023)
    • CF30 Customer (17 Nov 2017 to 12 Oct 2023)
    • CF1 Director (AR) (6 Jul 2016 to 12 Oct 2023)
    • CF4 Partner (AR) (14 Nov 2014 to 27 Apr 2021)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (28 Mar 2012 to 2 Jul 2012)
  • Charteris Treasury Portfolio Managers Limited (no longer approved here)

    FRN 114952

    • CF1 Director (AR) (4 Mar 2003 to 27 May 2003)
    • CF21 Investment Adviser (4 Mar 2003 to 27 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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