Charteris Treasury Portfolio Managers Limited

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FRN: 114952
Date authorised: 1 April 2013
Companies House: 01830771
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

AMP House

4th Floor Suite 10

Dingwall Road

Croydon

CR0 2LX

UNITED KINGDOM

Phone

+4402072209780

Web

https://www.charteris.co.uk
Complaints Contact

AMP House

4th Floor Suite 10

Dingwall Road

Croydon

CR0 2LX

UNITED KINGDOM

Phone

+4402072209780

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Anthony Arthur Hall
IRN AAH01033
- CF2 Non Executive Director (28 Jul 2004 to 7 Jan 2005)
Ayevbuomwan Godfrey Idehen
IRN AVI01000
- CF27 Investment Management (1 Dec 2001 to 30 Sep 2002)
- CF26 Customer Trading (1 Dec 2001 to 30 Sep 2002)
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
Carolyn Anne Gowen
IRN CAC01111
- CF1 Director (4 Jan 2002 to 7 Nov 2002)
- CF24 Pension Transfer Specialist (13 Dec 2001 to 3 Jan 2002)
- CF22 Investment Adviser (Trainee) (13 Dec 2001 to 3 Jan 2002)
- CF27 Investment Management (13 Dec 2001 to 3 Jan 2002)
- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
- CF26 Customer Trading (1 Dec 2001 to 7 Nov 2002)
Charlotte Hannah Lambeth
IRN CHW00011
- CF15 Internal Audit (1 Dec 2001 to 14 Nov 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Nov 2003)
- CF26 Customer Trading (1 Dec 2001 to 14 Nov 2003)
- CF14 Risk Assessment (1 Dec 2001 to 14 Nov 2003)
Christopher John Jones
IRN CJJ01059
- CF30 Customer (2 Jul 2009 to 9 Nov 2009)
Christopher Peter Edwards
IRN CPE01009
- CF30 Customer (18 Jan 2008 to 1 Dec 2008)
Colin Moir William Robertson
IRN CMR01042
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
- CF30 Customer (18 May 2016 to 8 Dec 2019)
Daniel Edelman
IRN DXE01063
- CF21 Investment Adviser (25 Jul 2005 to 1 Dec 2005)
- CF27 Investment Management (25 Jul 2005 to 1 Dec 2005)
Daniel James David Lincoln
IRN DJL01145
- CF26 Customer Trading (23 Jan 2007 to 16 Apr 2007)
- CF21 Investment Adviser (23 Jan 2007 to 16 Apr 2007)
- CF27 Investment Management (23 Jan 2007 to 16 Apr 2007)
David Simon Montfort Caplin
IRN DSC01046
- CF2 Non Executive Director (8 Jul 2004 to 23 Sep 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

BBS FIinancial Planning Limited (no longer appointed)
FRN 222797 · Appointed 12 Feb 2003 · Until 5 Jun 2003

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.