Colin Moir William Robertson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Charteris Treasury Portfolio Managers Limited
FRN 114952
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
- CF30 Customer (18 May 2016 to 8 Dec 2019)
HAMILTON FINANCIAL (SCOTLAND) LIMITED (no longer approved here)
FRN 485546
- CF30 Customer (13 Jul 2015 to 12 Jan 2016)
BROWN SHIPLEY & CO. LIMITED (no longer approved here)
FRN 124548
- CF30 Customer (1 Dec 2011 to 30 Jun 2015)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF1 Director (1 Dec 2001 to 13 Dec 2001)
- CF27 Investment Management (1 Dec 2001 to 28 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.