HAMILTON FINANCIAL (SCOTLAND) LIMITED

• Principal Place of Business

  Hamilton Financial (Scotland) Ltd

  38 Dean Park Mews

  Edinburgh

  Edinburgh, City Of

  EH4 1ED

  UNITED KINGDOM

  Phone

  +441313154888

  Web

  https://www.hamilton-financial.co.uk

• Complaints Contact

  Hamilton Financial (Scotland) Ltd

  38 Dean Park Mews

  Edinburgh

  Edinburgh, City Of

  EH4 1ED

  UNITED KINGDOM

  Phone

  +441313154888

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Nigel Hamilton

  IRN ANH01035

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2026)
  • Responsible for Insurance Mediation (6 Aug 2008 to 30 Sep 2018)
  • CF1 Director (6 Aug 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Aug 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Aug 2008 to 8 Dec 2019)
  • CF30 Customer (6 Aug 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (6 Aug 2008 to 31 Mar 2009)
• Claire Donnelly

  IRN CXD00722

  • [FCA CF] Client dealing (since 4 Mar 2026)
• Colin Moir William Robertson

  IRN CMR01042

  • CF30 Customer (13 Jul 2015 to 12 Jan 2016)
• Greig Charlton

  IRN GXC00539

  • 10. Broker fund adviser
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 15 Jan 2026)
  • SMF3 Executive Director (since 28 May 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 1 Mar 2024)
  • [FCA CF] Significant management (since 1 Mar 2024)
• Iain Stevenson

  IRN IXS00351

  • SMF3 Executive Director (since 21 Apr 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jan 2026)
  • [FCA CF] Client dealing (since 24 Nov 2025)
• Loren Carse

  IRN LXV13977

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2020)
  • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
• Michael Home

  IRN MXD02698

  • CF30 Customer (16 Apr 2018 to 29 Mar 2019)
• Richard Oliver Dorman

  IRN ROD01011

  • CF2 Non Executive Director (6 Aug 2008 to 12 May 2011)
• Sarah Lynn Wilson

  IRN SLW01089

  • CF1 Director (6 Aug 2008 to 28 Mar 2012)
• Simon James Milne

  IRN SJM01313

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
  • CF30 Customer (4 Nov 2019 to 8 Dec 2019)

No changes recorded yet.