Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HAMILTON FINANCIAL (SCOTLAND) LIMITED
FRN 485546
- 10. Broker fund adviser
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF16 Compliance Oversight (since 15 Jan 2026)
- SMF3 Executive Director (since 28 May 2024)
- [FCA CF] Client dealing (since 1 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
- [FCA CF] Significant management (since 1 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
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