Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAMILTON FINANCIAL (SCOTLAND) LIMITED (no longer approved here)

    FRN 485546

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (4 Nov 2019 to 8 Dec 2019)
  • Aubrey Capital Management Limited (no longer approved here)

    FRN 455895

    • CF1 Director (8 May 2009 to 31 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2019)
    • CF27 Investment Management (3 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.