Aubrey Capital Management Limited

• Principal Place of Business

  10 Coates Crescent

  Edinburgh

  Midlothian

  EH3 7AL

  UNITED KINGDOM

  Phone

  +4401312262083

  Web

  https://www.aubreycm.co.uk

• Complaints Contact

  10 Coates Crescent

  Edinburgh

  Midlothian

  EH3 7AL

  UNITED KINGDOM

  Phone

  +4401312262083

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew David Dalrymple

  IRN ADD01018

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2006 to 31 Oct 2007)
  • CF1 Director (1 Dec 2006 to 8 Dec 2019)
• Andrew Hugh Ward

  IRN AXW07514

  • SMF1 Chief Executive (since 13 Apr 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 11 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Apr 2022)
  • CF10 Compliance Oversight (3 Jan 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jan 2019 to 8 Dec 2019)
  • CF1 Director (3 Jan 2019 to 8 Dec 2019)
• Anna Linn Macdonald

  IRN ALM01038

  • 14. Managing investments
  • [FCA CF] Client dealing (since 28 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 28 Jan 2025)
• Barry Michael McCorkell

  IRN BMM01013

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 25 Jun 2020)
  • CF2 Non Executive Director (31 Jan 2019 to 8 Dec 2019)
  • CF3 Chief Executive (9 Sep 2011 to 31 Jul 2017)
  • CF30 Customer (1 Nov 2007 to 15 Jan 2019)
  • CF11 Money Laundering Reporting (1 Dec 2006 to 15 Jan 2019)
  • CF10 Compliance Oversight (1 Dec 2006 to 15 Jan 2019)
  • CF1 Director (1 Dec 2006 to 31 Jan 2019)
  • CF8 Apportionment and Oversight (1 Dec 2006 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2006 to 31 Oct 2007)
• Ben Shields

  IRN BXS01597

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Christopher Matthew Sutton

  IRN CMS01085

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Jan 2014 to 8 Dec 2019)
• Daniel Burke

  IRN DXB02195

  • CF30 Customer (25 Apr 2012 to 14 Jul 2016)
• David Neilson

  IRN DMN01037

  • [FCA CF] Functions requiring qualifications (13 Apr 2021 to 5 Sep 2024)
  • [FCA CF] Client dealing (13 Apr 2021 to 5 Sep 2024)
• Felix Jean Michel Marie Ghislain Berghmans

  IRN FJB01059

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (1 Aug 2024 to 1 Oct 2025)
• Gavin Richard Dobson

  IRN GRD01056

  • CF30 Customer (8 May 2009 to 26 Oct 2009)
  • CF1 Director (8 May 2009 to 26 Oct 2009)

• Aubrey Capital International Limited

  FRN 973331 · Appointed 1 Apr 2022

No changes recorded yet.