Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF4 Partner (AR) (since 1 Mar 2021)
    • CF30 Customer (since 1 Mar 2021)
    • (2)Employed By (since 1 Mar 2021)
  • Aubrey Capital Management Limited (no longer approved here)

    FRN 455895

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 25 Jun 2020)
    • CF2 Non Executive Director (31 Jan 2019 to 8 Dec 2019)
    • CF3 Chief Executive (9 Sep 2011 to 31 Jul 2017)
    • CF30 Customer (1 Nov 2007 to 15 Jan 2019)
    • CF11 Money Laundering Reporting (1 Dec 2006 to 15 Jan 2019)
    • CF27 Investment Management (1 Dec 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2006 to 31 Jan 2019)
    • CF10 Compliance Oversight (1 Dec 2006 to 15 Jan 2019)
    • CF8 Apportionment and Oversight (1 Dec 2006 to 31 Oct 2007)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • CF1 Director (1 Dec 2001 to 30 Aug 2002)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • CF1 Director (1 Dec 2001 to 30 Aug 2002)
    • CF27 Investment Management (1 Dec 2001 to 30 Aug 2002)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF27 Investment Management (1 Dec 2001 to 30 Aug 2002)
    • CF1 Director (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AM Advisory Services LLP

  2. controlled function added: (2)Employed By at AM Advisory Services LLP