Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Thornbridge Investment Management LLP
FRN 713859
- CF4 Partner (AR) (since 1 Mar 2021)
- CF30 Customer (since 1 Mar 2021)
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AM Advisory Services LLP
FRN 944336
- (2)Employed By (since 1 Mar 2021)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 25 Jun 2020)
- CF2 Non Executive Director (31 Jan 2019 to 8 Dec 2019)
- CF3 Chief Executive (9 Sep 2011 to 31 Jul 2017)
- CF30 Customer (1 Nov 2007 to 15 Jan 2019)
- CF11 Money Laundering Reporting (1 Dec 2006 to 15 Jan 2019)
- CF27 Investment Management (1 Dec 2006 to 31 Oct 2007)
- CF1 Director (1 Dec 2006 to 31 Jan 2019)
- CF10 Compliance Oversight (1 Dec 2006 to 15 Jan 2019)
- CF8 Apportionment and Oversight (1 Dec 2006 to 31 Oct 2007)
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- CF1 Director (1 Dec 2001 to 30 Aug 2002)
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- CF1 Director (1 Dec 2001 to 30 Aug 2002)
- CF27 Investment Management (1 Dec 2001 to 30 Aug 2002)
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- CF27 Investment Management (1 Dec 2001 to 30 Aug 2002)
- CF1 Director (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at AM Advisory Services LLP
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controlled function added: (2)Employed By at AM Advisory Services LLP