Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aubrey Capital Management Limited
FRN 455895
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 28 Jan 2025)
- [FCA CF] Client dealing (since 28 Jan 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 21 Apr 2023)
- CF30 Customer (1 Feb 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 27 Nov 2007)
- CF27 Investment Management (9 Oct 2007 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 1 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.