Aubrey Capital Management Limited

• Principal Place of Business

  10 Coates Crescent

  Edinburgh

  Midlothian

  EH3 7AL

  UNITED KINGDOM

  Phone

  +4401312262083

  Web

  https://www.aubreycm.co.uk

• Complaints Contact

  10 Coates Crescent

  Edinburgh

  Midlothian

  EH3 7AL

  UNITED KINGDOM

  Phone

  +4401312262083

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Iain Russell Hay

  IRN IRH01057

  • SMF16 Compliance Oversight (since 8 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Apr 2022)
  • SMF3 Executive Director (since 8 Apr 2022)
  • CF1 Director (AR) (since 4 Apr 2022)
• Ivan Blair

  IRN IXB01351

  • CF1 Director (28 Dec 2012 to 12 Apr 2017)
• John Alastair Muir

  IRN JAM01456

  • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2023)
• John David Ewart

  IRN JDE01017

  • SMF3 Executive Director (since 15 Nov 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Dec 2012 to 8 Dec 2019)
• John Edward Fitzgerald Campbell

  IRN JEC01190

  • [FCA CF] Client dealing (since 9 Dec 2019)
• John Mark Martyrossian

  IRN JXM01769

  • CF1 Director (AR) (since 4 Apr 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 14 Apr 2022)
  • CF3 Chief Executive (28 Jul 2017 to 8 Dec 2019)
  • CF1 Director (28 Jul 2017 to 8 Dec 2019)
  • CF30 Customer (28 Jul 2017 to 8 Dec 2019)
• John Paul James

  IRN JPJ01018

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2021)
  • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
• Jonathan Geoffrey Alvis

  IRN JGA01041

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Jonathan Maximillian Gumpel

  IRN JMG00007

  • SMF3 Executive Director (27 Nov 2020 to 21 Jul 2025)
  • [FCA CF] Client dealing (1 Jul 2020 to 10 Sep 2025)
• Lesley Jane Inglis

  IRN LXI00004

  • SMF3 Executive Director (since 12 Nov 2020)

• Aubrey Capital International Limited

  FRN 973331 · Appointed 1 Apr 2022

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