Aubrey Capital Management Limited

• Principal Place of Business

  10 Coates Crescent

  Edinburgh

  Midlothian

  EH3 7AL

  UNITED KINGDOM

  Phone

  +4401312262083

  Web

  https://www.aubreycm.co.uk

• Complaints Contact

  10 Coates Crescent

  Edinburgh

  Midlothian

  EH3 7AL

  UNITED KINGDOM

  Phone

  +4401312262083

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lynne Ann Thornton

  IRN LAT01052

  • CF30 Customer (15 Feb 2008 to 24 Feb 2017)
  • CF1 Director (1 Dec 2006 to 24 Feb 2017)
• Mark David Burgess

  IRN MDB01103

  • CF1 Director (4 Feb 2010 to 24 Jun 2011)
• Olivier Daniel Luc Maris Corneille De Vinck

  IRN ODD01002

  • CF2 Non Executive Director (5 May 2017 to 8 Dec 2019)
• ROBERT SULLIVAN

  IRN RXS02283

  • CF30 Customer (30 Sep 2011 to 9 Mar 2012)
  • CF1 Director (30 Sep 2011 to 9 Mar 2012)
• Ramsay Alan Wilson

  IRN RAW01200

  • [FCA CF] Client dealing (19 Apr 2022 to 3 Nov 2023)
  • [FCA CF] Functions requiring qualifications (19 Apr 2022 to 3 Nov 2023)
• Robert Oswald Brewis

  IRN ROB01005

  • SMF3 Executive Director (since 26 Nov 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Feb 2015 to 8 Dec 2019)
• Sharon Frances Bentley Hamlyn

  IRN SFH01015

  • CF30 Customer (4 Apr 2022 to 1 Oct 2024)
  • CF1 Director (AR) (4 Apr 2022 to 1 Oct 2024)
  • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2024)
  • CF27 Investment Management (18 Dec 2006 to 31 Oct 2007)
  • CF1 Director (18 Dec 2006 to 8 Dec 2019)
• Simon Edward Pinner

  IRN SEP01086

  • [FCA CF] Client dealing (since 16 Mar 2021)
• Simon James Milne

  IRN SJM01313

  • CF1 Director (8 May 2009 to 31 Jan 2019)
  • CF30 Customer (1 Nov 2007 to 31 Jan 2019)
  • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
  • CF27 Investment Management (3 Sep 2007 to 31 Oct 2007)
• Sophie Heslop

  IRN SLH01100

  • [FCA CF] Client dealing (10 Feb 2022 to 2 Jun 2023)

• Aubrey Capital International Limited

  FRN 973331 · Appointed 1 Apr 2022

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