Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Jan 2026)
    • [FCA CF] Client dealing (since 22 Jan 2026)
  • Aubrey Capital Management Limited (no longer approved here)

    FRN 455895

    • [FCA CF] Client dealing (19 Apr 2022 to 3 Nov 2023)
    • [FCA CF] Functions requiring qualifications (19 Apr 2022 to 3 Nov 2023)
  • WM Thomson & Sons (no longer approved here)

    FRN 131596

    • CF30 Customer (31 Oct 2016 to 21 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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