Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2025)
    • [FCA CF] Client dealing (since 18 Dec 2025)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Client dealing (18 Nov 2024 to 6 May 2025)
    • [FCA CF] Functions requiring qualifications (12 Dec 2022 to 6 May 2025)
  • HAMILTON FINANCIAL (SCOTLAND) LIMITED (no longer approved here)

    FRN 485546

    • CF30 Customer (16 Apr 2018 to 29 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

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